Contents

 

 

Investor Guidelines

 

Document Type

Source

Investor Guidelines – English

NSDL

Investor Guidelines – Hindi

NSDL

How to Fill DIS Instruction - NSDL

GLOBE

FAQ’ s NSDL

GLOBE

FAQ’ s CDSL

GLOBE

Business Rules

NSDL

Bye Laws

NSDL

Compliance Manual - CDSL

CDSL

Operating Instructions - CDSL

CDSL

Compliance Manual - NSDL

NSDL

 

 

Forms and Annexure Download

 

S. No.

Form Type

Instructions

1.   

KYC Form - DP – Equity - CDSL

KYC Form - DP – Equity - NSDL

KYC Form - Corporate – Commodity -ComTrack

Rights and Obligations - DP

 

 

2.   

POA Format for Globe Trading Client

 

3.   

Reconversion Request Form Annexure C

 

4.   

Repurchase Request Form - CDSL

 

5.   

Mutual Fund Repurchase, Redemption Form

 

6.   

Signature Modification Form - NSDL

 

7.   

DIS Book Application

 

8.   

DIS Book Acknowledgment in case of Hand Delivery

 

9.   

Mutual Fund – DRF Form (NSDL)   Mutual Fund - DRF Form (CDSL)

 

10.   

Government Securities Form

 

11.   

Affidavit for Name Verification - NSDL

 

12.   

Transposition Form - NSDL   Transposition Form CDSL

 

13.   

Pledge Form - CDSL

 

14.   

Speed-e Form For Password Users - NSDL

 

15.   

FAX Indemnity - NSDL     FAX Indemnity CDSL

 

16.   

ECS Mandate Form

 

17.   

Repurchase Form - NSDL

 

18.   

Nomination Form - NSDL    Nomination Form - CDSL

 

19.   

Transmission - NSDL   Transmission Annexure - NSDL

 

20.   

Pending Demat - NSDL

 

21.   

Off Market Annexure L - NSDL / CDSL

 

22.   

Closure Request - CDSL

 

23.   

Transmission- Sole Holder -CDSL

 

24.   

Transmission- Joint Holders -CDSL

 

25.   

SMS Request-CDSL

 

26.   

Modification Request - CDSL

 

27.   

Update Contact Details - NSDL

 

28.   

Resolution for Signature Modification - NSDL

 

29.   

Address Modification - NSDL

 

30.   

General POA Format

 

31.   

Warehouse Charges

 

32.   

Transmission cum Dematerialisation Form - CDSL

 

33.   

Rematerialisation Request Form - CDSL

 

34.   

Request Letter for POA Revocation

 

35.   

Account Closure Form For Individual - NSDL   

 

36.   

Account Closure Form For Clearing Member- NSDL

 

37.   

BSDA Declaration

 

38.   

Rajiv Gandhi Equity Saving scheme

 

39.   

Transmission Cum Dematerialisation Form - NSDL

 

40.   

Demat Declaration

 

41.   

Easiest E-Token Application Form - CDSL

 

42.   

Speede Revocation Form

 

43.   

Unpledge Request Form - CDSL

 

44.   

EMUL format of Depository

 

45.   

Bank Modification Form- NSDL

 

46.   

BSDA Declaration Form

 

47.   

 

FATCA and CRS For Individual - not related to any country other than India Declaration A

 

FATCA and CRS For Individual - related to any country other than India Declaration B

 

For Non-Individual Account Kindly Download and submit the Form

 

 

48.   

CM Tagging Form - NSDL

 

49.   

CM Tagging Form - CDSL

 

50.   

CKY FORM

 

51.   

Change of Name of Karta

 

 

 

Important Circulars - DP

 

S. No.

Circular

Source

1

Master Circular on Delivery Instruction Slips

NSDL

2

Master Circular on Account Opening

NSDL

3

Master Circular Mutual Fund units in dematerialized form

NSDL

4

SEBIs Clarification on opening of account in case of HUF

NSDL

5

Settlement Procedure in E-Silver (Demat Silver) at National Spot Exchange limited

NSEL

6

Penalty For Withheld Of Demat Units At Exchange

NSEL

7

Introduction of Auto Delivery Out Instruction (DO) facilities in Compulsory Dematerialized Segment of NSEL

NSEL

8

Application For Freezing/Unfreezing Of An Account And/Or ISIN And/Or Specific Number Of Securities

NSDL

9

Facility for Clearing Members to View, Print and Download Statement of Holdings on IDeAS

NSDL

10

SMS Alert facility enhanced – registration / de-registration of Power of Attorney

NSDL

11

Credit of Mutual Fund Units of Equity Linked Saving Schemes (ELSS) under lock-in in Beneficial Owner accounts

NSDL

12

Exemption from sending Quarterly Transactions Statements to Clients in demat accounts with no transactions and no security balances

NSDL

13

Master Circular for Depositories

SEBI

14

SEBI Circular on stipulated time for transfer of securities from CM Pool Account & Penalty

NSDL

15

Procedure for opening depository account for Limited Liability Partnership (LLP)

NSDL

16

ACE - Alerts to Clients through Email

NSDL

17

Acceptance of third party address as correspondence address

SEBI

18

Execution of Power of Attorney (POA) by the Client in favor of the Stock Broker/ Stock Broker and Depository Participant - Clarifications

SEBI

19

SMS Alert Facility for NSDL demat account holders

NSDL

20

Acceptance of proof of date of birth in case of minor clients

NSDL

21

Inter Depository Pay-out provision in Compulsory Demat Segment at NSEL

NSEL

22

Clarification on transfer of dematerialized units from Members’ Pool account

NSEL

23

Changes in Client Details based on request received from Client through email or website of Participants

NSDL

24

Documents to be submitted at the time of change of name of Corporates

NSDL

25

Procedure for changing the signature – Individual Client

NSDL

26

Procedure for transfer of locked-in securities or securities held under suspended ISIN in case of account closure and or transmission

NSDL

27

Guidelines in pursuance of the SEBI KYC Registration Agency (KRA) Regulations, 2011 and for In-Person Verification (IPV)

SEBI

28

Uploading of the existing clients’ KYC details in the KYC Registration Agency (KRA) system by the intermediaries

SEBI

29

Procedure to be followed in case Client is not able to sign due to certain reasons

NSDL

30

Basic Services Demat Account

SEBI

31

Rajiv Gandhi Equity Saving Scheme

CDSL

32

CVL KRA Status Guidelines

CVL

33

CVL KRA Master Circular

CVL

 

 

Contact Details

 

Board Numbers

011 43666400 ( 30 Lines)

 

 

FAX

NSDL

011 23720880

 

CDSL

011 23712630

 

 

Email ID

NSDL

nsdl@globecapital.com

 

CDSL

cdsl@globecapital.com

           

 

Role

Segment

Extension

Head

NSDL/ CDSL

408

Compliance Officer

NSDL/ CDSL

460 / 420

Business Promotion

NSDL/ CDSL

410 / 468

Account Opening

NSDL/ CDSL

322 / 409

Warehouse Billing / Query

NSDL/ CDSL

407

DP Accounting

NSDL/ CDSL

412 / 411

Demat Receiving/ Payment Receiving/ Book Issue

NSDL/ CDSL

418

Payment Recovery

NSDL/ CDSL

404

Welcome Kit – Issue

NSDL/ CDSL

467

DP Front Office/ Payin / Pay Out/ Client Queries

NSDL

    402 / 403 / 404 / 422 / 408

POA Processing

NSDL

402 / 422

Demat

NSDL

403 / 416

DIS Receiving 

NSDL

417

DP - Back Office - Slip Processing

NSDL

411 / 412 / 558

CDSL Operations - Head

CDSL

414

DP Front Office/ Payin / Pay Out/ Client Queries

CDSL

415 / 532

DIS Receiving

CDSL

413

DP - Back Office - Slip Processing

CDSL

415/ 413

Demat Receiving

CDSL

465

POA Processing

CDSL

532

 

 

Bank Details for making payment directly into DP Bank Account

 

 

 Depository

Bank Name

 Account no

 Account Holder Name

 IFSC Code

NSDL

HDFC

00030340003430

Globe Capital Market Limited

HDFC0000003

CDSL

HDFC

00030340027029

Globe Capital Market Limited

HDFC0000003

ComTrack

HDFC

00030340003577

Globe Capital Market Limited

HDFC0000003

 

Note: Please remember to inform the DP on the above Email Id / Phone Number, after directly making the payment in the Bank Account

 

Important Links

 

Links

Instructions

NSDL

 

CDSL

 

Speed-E

·          General Guidelines

·          Registration Process

Easy/ Easiest

·          General Guidelines

·          Registration Process

KYC Application Status

 

POA Application Status

 

 

 

Tariff and Charges Structure

 

Account Type

Segment

Equity

NSDL

Commodity

COMTrack